Lawyer/Bilingual Compliance Officer, AED 30-60,000 per month, Dubai - Sapphire Recruitment Consultants

26-10-2020 Jobs in Dubai - UAE Bayt 20

This role is only open to fluent Arabic/English speakers so only applyplease if you match this. Our client offers unrivalled benefits and greatcareer progression within a friendly environment.


  • Develop and implement a compliance program of the post trade services inline with regulatory framework and international IOSCO standards
  • Advice management on matters related to the organization’s compliancewith applicable laws and regulations
  • Draft and revise company policies in line with supporting regulatoryframework
  • Keep abreast of changing regulatory environment and update managementof impact of these changes on the organisation
  • Coordinate with local and international regulators, members in the area ofcompliance related to CCP and CSD
  • Perform regular and surprise inspection of its members to make sure theyabide by the applicable legislations and all the regulations issued by the Market, Depository, CCP and the market authority
  • Develop, implement and monitor compliance with ERM framework andpolicies and procedures for the organisation in line with organisation Riskobjectives
  • Create reliable internal controls and monitor adherence to those controls inline with organisations objectives
  • Assist business units in recording the risks and establishing the risk registerfor the organisation.
  • Evaluate and update the risk rating as per the audit reports and amend therisk register with new risk
  • Provide training to internal employees on necessary regulations and industrypractices
  • Works with a long-term perspective in addressing customer needs
  • Takes a partnership approach.
  • Looks for long-term benefits to the customer
  • Becomes intimately involved in and 'expert' on the customers business
  • Seeks mutual gain partnership with key customers
  • Reviews activities to ensure that thinking and actions are focused oncustomer needs
  • Identifies problems
  • Secures relevant information from all sources and seeks potential solutions
  • Synthesizes complex or diverse information
  • In case of conflict, remains calm and thinks of logical ways to solve theproblem
  • Clear about who should be given which tasks
  • Capable of giving effective feedback to subordinates & superiors

Job Details

Posted Date: 2020-10-26
Job Location: Dubai, United Arab Emirates
Job Role: Finance and Investment
Company Industry: Human Resources

Preferred Candidate

Career Level: Mid Career
Nationality: United Arab Emirates; Bahrain; Djibouti; Algeria; Egypt; Iraq; Jordan; Comoros; Kuwait; Lebanon; Libya; Morocco; Mauritania; Oman; Palestine; Qatar; Saudi Arabia; Sudan; Somalia; Syria; Tunisia; Yemen
Degree: Bachelor's degree